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Lung units which participate in gas exchange are known as 'recruited' lung. Patients with lung injury suffer from a proportion of units which do not participate in gas exchange (i.e. the derecruited state), which results in impaired gas exchange and induces an inflammatory cascade. Currently, there is no clinical practice guideline in our intensive care unit regarding lung recruitment strategies for children with lung injury. While many studies have demonstrated efficacy (ability to open the lung) and safety of recruitment maneuvers in adults, no such studies have been performed in children.
The primary purpose of this study is therefore to demonstrate the safety and efficacy of a recruitment protocol designed to maximally recruit collapsed lung in children with acute lung injury. Each study patient will follow a recruitment protocol (see Appendix 2). Two 'controls' will be utilized in this study: baseline ventilation (no recruitment maneuver) and the open lung approach (a sustained inflation followed by increased PEEP). Efficacy will be defined as an improvement in lung volume (as measured by nitrogen washout and electrical impedance tomography), and by an improvement in measured arterial partial pressure of oxygen. Safety will be defined as the incidence of barotrauma and hemodynamic consequences which occur during the protocol.
A secondary purpose of this study will be to further validate electrical impedance tomography (EIT) as a non-invasive tool describing the lung parenchyma by comparing it to an accepted standard method of measuring lung volumes, the multiple breath nitrogen washout technique. Validation of EIT would allow clinicians to have a non-invasive image of a patient's lungs without the risks imposed by radiography.
The information we learn will be instrumental in defining an optimal strategy for lung recruitment in children with lung injury.
Full description
I. Introduction A. Background Lung units which participate in gas exchange are known as 'recruited' lung. Patients with lung injury suffer from a proportion of units which do not participate in gas exchange (i.e. the derecruited state), at times resulting in impaired gas exchange. Derecruitment of alveoli may also cause intrapulmonary shunting and worsen lung injury through atelectotrauma7. Outcomes in acute respiratory distress syndrome have improved significantly Is this really true? since clinicians have begun to employ lung protective strategies, including low-tidal volume ventilation and permissive hypercapnea8, 9. However, low-tidal volume ventilation has been recognized to decrease recruited lung volume, a phenomenon which persists despite the aggressive positive end-expiratory pressure (PEEP) strategy employed in ARDSNet studies4. Atelectasis associated with low-tidal volume ventilation is relieved through the use of so-called sign breaths, or recruitment breaths10. Further, the proportion of lung remaining in the derecruited state may contribute to the morbidity and mortality associated with acute respiratory distress syndrome (ARDS)11. In adults, several strategies have been utilized to recruit the lung: sustained inflation (SI) and the maximal recruitment strategy. The so-called open lung approach (OLA) includes an SI followed by the setting of PEEP to the measured lower inflection point of the PV curve. An alternative approach to setting PEEP is a decremental PEEP titration, which includes the sequential lowering of PEEP until a predetermined decrement in PaO2 or SaO2 occurs. Studies which have not included a strategy for maintaining lung recruitment following a recruitment maneuver have all been studied.
The impact of lung recruitment in the long-term course of ARDS is not yet clear. It is clear that lung recruitment is most effective earlier in the course of ALI/ARDS. Grasso et al demonstrated that patients who received a recruitment maneuver on day 1±0.3 of ARDS could be recruited, versus patients recruited on day 7±1. Similarly, Gattinoni et al11 and Crotti et al5 found limited recruitment in patients who were well along in the course of ARDS. Borges et al,6 Tugrul et al,12 and Girgis et al all recruited patients early in the course of ARDS, and each found marked lung recruitment, on average, in all the patients studied. Each of these studied demonstrated an ability to improve oxygen saturations and (sometimes studied) end-expiratory lung volume. While no study has examined the effect of this change on morbidity or mortality, in children hypoxemia is known to be a common cause of morbidity. Importantly in children, treatment of hypoxia often drives escalating ventilator settings, the use of high frequency oscillatory ventilation (HFOV) or the use of extra-corporeal membrane oxygenation (ECMO). Early recruitment in children with ALI/ARDS may prevent the need for escalation of care towards these more invasive, and risk-imposing therapies.
Currently, there are no clinical practice guidelines or standard of care regarding lung recruitment strategies for children with lung injury. To date, no studies have been performed in children documenting the efficacy or safety of any of the strategies utilized in intensive care. The primary aim of this study is to demonstrate the efficacy and safety of sustained inflation and maximal recruitment maneuvers in children with lung injury.
B. Lung Recruitment Maneuvers
Sustained Inflations (SI) Sustained inflations (SI) are commonly utilized in the intensive care unit as a recruitment maneuver. In SI, the patient is given a prolonged positive pressure breath (usually between 30 and 45 cm H2O) lasting between 15 and 40 seconds. Clinically, this maneuver is applied following a derecruitment, such as suctioning, or when the patient exhibits hypoxemia. This strategy is currently employed in the Children's Hospital Boston Medical-Surgical Intensive Care Unit in some patients with lung injury, though there is no published evidence of its safety or efficacy in children. Could we put the 3 SI studies in premature infants that use 20-40 cmH20 followed by CPAP? 1 was a rabbit study. The studies described below regard sustained inflation recruitment maneuvers.
Pressure control ventilation (PCV) recruitment maneuver In contrast to a SI, ventilating patients with increased plateau pressures and increased PEEP levels has also been used as a recruiting maneuver. In this case, the patient is temporarily placed on higher ventilator pressures than would be used to ventilate a patient otherwise. A combination of PEEP and plateau pressures helps to recruit atelectatic alveoli. Pressure control ventilation is the mode of choice in such patients because in it the plateau pressure is set, and therefore kept constant (in contrast to volume controlled ventilation). Thus, a known plateau pressure (which participates in lung recruitment) is delivered. Following are the salient studies utilizing a PCV recruitment maneuver. ? Athanasios "TLC maneuver" in anesthetized children? Small study treating intraoperative atelectisis.
It is important to note three aspects of this study which are likely responsible for the excessively high percentage of non-recruitable lung, in contrast with the highly successful recruitment strategy outlined by Borges, et al. First, Borges studied patients early in the ARDS course (median, 2 days) while Gattinoni studied late ARDS. Second, Borges utilized peak pressures as high as 60 cm H2O, while Gattinoni utilized pressures up to 45 cm H2O. Finally, Gattinoni did not practice a PEEP titration, but lowered PEEP to 5 cm H2O following recruitment maneuvers. Thus, Gattinoni's study highlights the importance of high peak pressures in lung recruitment, of recruiting early in ARDS, and of a decremental PEEP titration to maintain lung recruitment.
C. Strategies of Maintaining Recruitment The application of positive end-expiratory pressure is known to prevent repetitive derecruitment-recruitment stresses on lung tissue. In an animal model of acute lung injury, Farias showed histologic and biochemical evidence of atelectotrauma is averted when PEEP is applied following lung recruitment7. The two principal strategies to prevent derecruitment following a recruitment maneuver include the open lung approach and decremental PEEP titration.
Open Lung Approach In the open lung approach, PEEP is set just above the lower inflection point (also known as Pflex) of the patient's pressure-volume curve. This theoretically prevents the PEEP from decreasing below the zone of underdistension.
Decremental PEEP Titration In a decremental PEEP titration, following a recruiting maneuver, the PEEP is set at a high level, often between 20 and 26 cm H2O. PEEP is decreased incrementally, and markers of lung inflation (e.g. gas exchange or measured lung volume) are followed. When evidence of atelectasis occurs, PEEP is held at or just above this level, often termed 'optimal PEEP.'
D. Estimating Lung Volumes Currently, the ability to determine whether a patient is at, below or above their ideal functional residual capacity is deduced from surrogate measurements, including lung appearance of the chest radiograph, vital sign trends (particularly oxygenation), and pressure-volume (P-V) curves generated by modern ventilators. In this study, we will utilize an established method of determining lung volume (MBNW) to study lung volumes.
Pressure-Volume Curves The pressure-volume curve represents the continual relationship between changes in pressure and changes in volume of the lung. The slope of the line represents the compliance of the lung. In Figure 5, note the three lines which comprise the inspiratory limb (lower curve). The leftmost line represents noncompliant, atelectatic lung. The point at which the slope changes is known as the lower infection point, also known as Pflex. In the open lung approach (discussed later), PEEP is set to a pressure just above the lower inflection point. Physiologically, it is hypothesized that this is the point at which all atelectatic segments of lung are recruited, and that disallowing ventilator pressures from dropping below this at any point (by setting PEEP above this level) minimizes atelectasis. The point which distinguishes the second change in slope of the line (becoming flat again) is known as the upper inflection point (UIP). Pressures above this point represent overdistended, noncompliant alveoli, and thus this point represents the pressure at which the compliance of the lung decreases dramatically. In this protocol, the PV curve will be measured for each patient and the UIP utilized as the ceiling pressure at any point in the protocol. In this way, we will recruit compliant areas of the lung without the risks of overdistension.
Nitrogen Multiple Breath Washout Technique (MBNW)
MBNW has been utilized in a number of clinical studies, and is considered to be a gold standard in the measurement of lung volume18-21. Currently, the most accurate way to measure the volume of the lung is through dilution of a known amount of a gas with low solubility be rebreathing in a closed system. The changes in concentration with sequential breaths allow a calculation of the volume of distribution of the gas. One gas which has been utilized for this purpose is nitrogen22, appealing due to its ubiquitous presence in the environment. Measurement of nitrogen gas concentrations, however, is available only using gas chromatography or mass spectrometry, neither of which is clinically practical. Recently, a technique has been validated by which the partial pressure of nitrogen is calculated as the residual of partial pressures of oxygen gas, carbon dioxide gas and nitrogen gas, which together comprise the only three important gases in a ventilator circuit. The former two gases are readily measured in a ventilator circuit in real time, but of course vary widely with the metabolic state of the patient. Stenqvist has developed the NMBW technique to calculate FRC using the changes in exhaled O2 and CO2, manipulating inspired oxygen concentration to alter fraction of inspired nitrogen23. FRC is calculated as follows:
FiN2 = 1-FiO2 (set by ventilator) FeO2 = 1-FeO2 (measured)-FeCO2 (measured)
Inspired and expired alveolar tidal volumes are calculated using O2 consumption (VO2) and CO2 production (VCO2) as calculated by indirect calorimetry24:
Volumes of inspired and expired nitrogen gas associated with a single breath are calculated from end-tidal nitrogen content (EtN2, inferred from measured expired CO2 and oxygen content), inspired nitrogen fraction (FiN2) and inspiratory and expiratory alveolar tidal volume as follows:
Before making the incremental 10% change in FiN2 via manipulating FiO2, baseline values for VO2, VCO2 and ETN2 are made. VO2 and VCO2 are assumed to be constant throughout the measurement. The FiN2 is then manipulated, and FRC estimated as follows:
Measurement of FRC using this methodology in a lung model of known oxygen consumption and lung volumes23 revealed excellent precision (mean FRC 103 5%) even when utilizing incremental changes in FiO2 from 0.9 to 1.0. Precision in adult patients with respiratory insufficiency revealed excellent precision amongst measurements.
Electrical Impedance Tomography (EIT) Electrical impedance tomography capitalizes on changes in impendence in air-filled versus tissue-filled spaces to characterize and quantify regional distribution of lung volume at the bedside. Significant work has been done in the past decade to validate the technology in animals25 and in humans26, 27. The technology utilizes a series of 16 electrodes placed across the patient's chest (Figure 6). As small currents are passed between the electrodes, impedance is measured between and amongst the series. Through a complex interrogation and manipulation of these impedance values, a two-dimensional image is formed (Figure 7), and has been shown to correlate with clinical and radiographic changes in patients27. In ten mechanically ventilated adults with ARDS, end-expiratory lung volume as determined by nitrogen washout correlated well with end-expiratory lung impedance with an r2 of 0.95.26 The ability to estimate lung volume non-invasively and in real time may significantly improve outcomes in patients with lung injury. Specifically, the ability to determine a patient's ideal functional residual capacity and ventilate them towards that goal may improve oxygen delivery by maximizing pulmonary compliance and minimizing pulmonary vascular resistance. This study seeks to utilize varying levels of PEEP to alter end-expiratory volume, using EIT and other surrogate measures to confirm efficacy, measuring oxygenation and shunt fraction as the clinical end points. Should this study demonstrate the ability to effectively recruit lung and minimize shunt fractions using an aggressive PEEP strategy, further studies of clinical benefit from this will be warranted.
Exhaled Breath Condensate (as measure of lung health) There is a growing body of evidence regarding changes in airway lining fluid (ALF) pH in acute and chronic respiratory diseases that are characterized, at least in part, by inflammation. It has been demonstrated that the pH of ALF is low (acidic) in multiple pulmonary inflammatory diseases including asthma28, cystic fibrosis29, pneumonia, and ARDS30-32, and that this pH can be detected continuously, safely and non-invasively in exhaled breath condensate (EBC)33. The pH of EBC may be a safe, non-invasive screening tool for progression of ARDS, and of lung recruitment. It has anecdotally been shown to predict respiratory failure and impending respiratory infection (unpublished data). As seen in Figure 4 (left), the EBC pH is a marker exhibiting rapid turnover and thus may be valuable for real-time monitoring of lung pathology.
Continuous exhaled breath condensate pH collection and assay system (ALFA monitor, Respiratory Research, Inc., Austin, Texas) consists of a condenser attached to the expiratory limb of the ventilator. Exhaled breath condensate is collected continuously from the expiratory port, condensed in a cooling chamber, CO2 removed, and collected in an inferior chamber where pH is continuously read. This yields a continuous, responsive measure from ventilated patients, which (1) takes samples from an exhaust port on the outside of the ventilator circuit, and (2) adds no measurable resistance to the ventilator circuit. The measurement of EBC in patients with lung injury may serve as an early marker of derecruitment.
II. Study Objectives Specific Aim 1: To demonstrate the efficacy of the a maximal recruitment strategy to increase lung volumes and improve oxygenation in children with acute lung injury, utilizing multiple breath nitrogen washout (MBNW) and electrical impedance tomography (EIT) as measures of lung volume. (Hypothesis: Lung volumes and oxygenation will increase following the maximal recruitment protocol as compared to those during 'baseline ventilation' or the 'open lung approach.') Specific Aim 2: To compare lung volumes as measured by MBNW and EIT at varying end-expiratory lung volumes. (Hypothesis: Lung volumes as measured by MBNW will correlate with those obtained by EIT.)
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Inclusion criteria
All intubated and mechanically ventilated patients on the Medical-Surgical Intensive Care Unit will be screened for the following inclusion criteria:
Age: 44 weeks post conceptual age to 18 years
Acute Lung Injury (ALI): American European Consensus Committee definition of ALI
Sedation: Must be receiving neuromuscular blockade or demonstrating apnea due to sedation
Arterial line must be present
Conventional mechanical ventilation
Current PEEP levels between 5 and 15 cm H2O
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12 participants in 1 patient group
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Data sourced from clinicaltrials.gov
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