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Vaccine Therapy With or Without Polysaccharide-K in Patients With Stage IV HER2 Positive Breast Cancer Receiving HER2-Targeted Monoclonal Antibody Therapy

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University of Washington

Status and phase

Completed
Phase 2
Phase 1

Conditions

Recurrent Breast Carcinoma
HER2/Neu Positive
Stage IV Breast Cancer

Treatments

Biological: HER-2/neu Intracellular Domain Protein
Biological: Polysaccharide-K
Other: Placebo
Biological: Trastuzumab
Biological: Pertuzumab
Other: Laboratory Biomarker Analysis

Study type

Interventional

Funder types

Other
NIH

Identifiers

NCT01922921
7866/135
U19AT006028 (U.S. NIH Grant/Contract)
P30CA015704 (U.S. NIH Grant/Contract)
7866 (Other Identifier)
135
NCI-2013-01377 (Registry Identifier)

Details and patient eligibility

About

This randomized phase I/II trial studies the side effects of vaccine therapy with or without polysaccharide-K and to see how well it works in treating patients with stage IV human epidermal growth factor receptor 2 (HER2) positive breast cancer who are receiving HER2-targeted monoclonal antibody therapy. Vaccines made from HER2 intracellular domain (ICD) peptide may help the body build an effective immune response to kill tumor cells that express HER2. Polysaccharide-K may stimulate the immune system in different ways and stop tumor cells from growing. It is not yet known whether vaccine therapy works better when given with or without polysaccharide-K in treating breast cancer.

Full description

PRIMARY OBJECTIVES:

I. To evaluate the safety of polysaccharide-K (PSK) when given with HER2-directed immunotherapy.

SECONDARY OBJECTIVES:

I. To evaluate the effect of PSK on natural killer (NK) cell functional activity when given with HER2-directed immunotherapy.

TERTIARY OBJECTIVES:

I. To investigate the effect of PSK when given with HER2-directed immunotherapy on: serum levels of pro-inflammatory cytokine and/or chemokines; intermolecular epitope spreading; serum transforming growth factor (TGF)-beta levels; progression free survival (PFS) and overall survival (OS).

OUTLINE: Patients are randomized to 1 of 2 treatment arms.

ARM I: Patients receive HER2 ICD peptide-based vaccine intradermally (ID) once monthly for 3 months, trastuzumab (or trastuzumab and pertuzumab) per standard of care, and placebo orally (PO) twice daily (BID) for 4 months.

ARM II: Patients receive HER2 ICD peptide-based vaccine ID and trastuzumab (or trastuzumab and pertuzumab) as in Arm I and polysaccharide-K PO BID for 4 months.

After completion of study treatment, patients are followed up for 9 months and then twice annually for 3 years.

Enrollment

31 patients

Sex

All

Ages

18+ years old

Volunteers

No Healthy Volunteers

Inclusion criteria

  • Patients with stage IV HER2+ breast cancer treated to:

    • No evidence of disease (NED), or
    • Stable bone only disease after definitive therapy
  • HER2 overexpression by immunohistochemistry (IHC) of 2+ or 3+ in the primary tumor or metastasis; or documented gene amplification by fluorescent in situ hybridization (FISH) analysis; IHC =< 2+ must have HER2 gene amplification documented by FISH

  • Patients must continue HER2-targeted monoclonal antibody therapy dosing per standard of care through the entire study period (one year)

    • HER2-targeted monoclonal antibody therapy is defined as either trastuzumab monotherapy, or trastuzumab and pertuzumab combination therapy administered per standard of care
  • Patients must be at least 21 days post cytotoxic chemotherapy prior to enrollment

  • Patients must be at least 28 days post immunosuppressants prior to enrollment

  • Patients must be at least 28 days from use of any mushroom supplements (examples: turkey tail, reishi, maitake, shiitake) and agree to withhold them for the entire study period (one year)

  • Patients on bisphosphonates and/or endocrine therapy are eligible

  • Patients who are having sex that could lead to pregnancy must agree to contraceptive use during the entire study period

  • Patients must have Zubrod performance status score of =< 2

  • Patients must have recovered from major infections and/or surgical procedures, and in the opinion of the investigator, not have significant active concurrent medical illnesses precluding study treatment

  • White blood cell (WBC) >= 3000/mm^3

  • Hemoglobin (Hgb) >= 10 g/dl

  • Serum creatinine =< 2.0 mg/dl or creatinine clearance > 60 ml/min

  • Total bilirubin =< 1.5 mg/dl

  • Serum glutamic oxaloacetic transaminase (SGOT) =< 2.5 times the upper limit of normal

  • Patients must have adequate cardiac function as demonstrated by normal left ventricular ejection fraction (LVEF) >= the lower limit of normal for the facility on multi gated acquisition (MUGA) scan or echocardiogram (ECHO) within 3 months of enrollment

Exclusion criteria

  • Patients with any of the following cardiac conditions:

    • Restrictive cardiomyopathy
    • Unstable angina within 6 months prior to enrollment
    • New York Heart Association functional class III-IV heart failure
    • Symptomatic pericardial effusion
  • Patients with any contraindication to receiving rhu granulocyte macrophage colony stimulating factor (rhuGM-CSF) based products

  • Patients with any clinically significant autoimmune disease requiring active treatment

  • Patients receiving any concurrent immunosuppressants

  • Patients who are pregnant or breast-feeding

  • Patients who are simultaneously enrolled in other treatment studies

  • Patients who have received a previous HER2 breast cancer vaccine

  • Known hypersensitivity reaction to mushroom products

Trial design

Primary purpose

Treatment

Allocation

Randomized

Interventional model

Parallel Assignment

Masking

Double Blind

31 participants in 2 patient groups

Arm I (placebo)
Active Comparator group
Description:
Patients receive HER2 ICD peptide-based vaccine ID once monthly for 3 months, trastuzumab (or trastuzumab and pertuzumab) per standard of care, and placebo PO BID for 4 months.
Treatment:
Biological: Pertuzumab
Biological: Trastuzumab
Other: Placebo
Other: Laboratory Biomarker Analysis
Biological: HER-2/neu Intracellular Domain Protein
Arm II (polysaccharide-K)
Experimental group
Description:
Patients receive HER2 ICD peptide-based vaccine ID and trastuzumab (or trastuzumab and pertuzumab) as in Arm I and polysaccharide-K PO BID for 4 months.
Treatment:
Biological: Pertuzumab
Biological: Trastuzumab
Other: Laboratory Biomarker Analysis
Biological: Polysaccharide-K
Biological: HER-2/neu Intracellular Domain Protein

Trial documents
1

Trial contacts and locations

1

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Data sourced from clinicaltrials.gov

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